Job Details

A leading financial services organization is seeking a Senior Branch Office Examiner to oversee compliance in its Branch Exam department. You will conduct up to 120 exams annually, ensuring adherence to regulations while mentoring junior team members. Required qualifications include over 5 years of compliance experience and necessary FINRA licenses. The role offers competitive compensation of $74,000 - $80,000, plus additional benefits, and supports remote applicants.

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